Securities offered through
First Allied
Securities, Inc.
A registered broker/dealer.
Member FINRA/SIPC.
Schannep Investment Advisors is a
registered investment
adviser in the
state of Arizona.
First Allied Securities, Inc. does not
endorse or
support this web site, nor
are they affiliated with
Schannep Investment Advisors,
Inc.
Put our experience to work for you.
Each of us left positions at major brokerage houses because of a real desire
to provide better, more honest guidance to our clients. We structured our
company with the goal of helping you with all your financial planning and
investment portfolio needs. We strive to be more specific in our knowledge
and training than investment brokers you may have worked with at other
firms. We believe that we are more than just brokers. Our intent is for
you to feel as though you have a full team of senior advisors working for
you as your personal, private investment consultants.
We believe we have the knowledge, experience, tenacity and insight, to construct and
manage an investment portfolio that will do what it’s supposed to
do...strive to meet or beat the market benchmarks through good markets and
bad.
We attempt to do that for our clients every day.
J. Barton
(Bart) Schannep President Licenses: Series 7,8,63,65,66
Bart's primary role in the team is client
contact. His job includes making and receiving incoming and outgoing
client communication, delegating jobs and responsibilities throughout the
team, and maintaining all supervisory responsibilities.
Bart has worked as a broker since 1983. He was with Morgan
Stanley Dean Witter for over fourteen years, serving as Branch Manager in the final four
of those years, then served three and a half years as a Branch Manager with
US Bancorp Piper Jaffray. As a result, he has advised clients in both good and bad
financial times, gaining experience in selecting the mix of performance and risk appropriate to each client’s
needs. Bart offers securities through First Allied Securities, Inc., serves on their
Advisory
Council, and has been honored with their
Circle of Excellence
designation. In 2008, Bart become
one of the first of 200 professionals obtaining the industry’s newest
designation, the Certified
Wealth Strategist® designation, and administered by Cannon Financial
Institute. Additionally, Bart is licensed as a general securities sales supervisor, and is an Arbitrator of the
FINRA Dispute Resolution.
He is active in his church,
serves as the President of the Board for Gospel Rescue Mission of Tucson,
and serves on the Board of Adjustments for the town of Oro Valley. A
near native to Tucson, Bart and Marcella
have three very active children and enjoy wine tasting,
camping, scuba diving and travel ~ preferably all at once!
Rob's primary role in the team is portfolio
management. His job includes reviewing client investment positions,
constructing portfolios, and maintaining constant review and communication
with mutual fund managers and representatives.
Rob began working as a registered
representative in the financial services industry in 1994.
Rob and Linda have been happily married
since 1981. They have one daughter. Rob enjoys playing the banjo,
(Please click here:
www.siatucson.com/tradbanjo.html)
golf and occasionally fishing. He is an active member of the musical
community in the Greater Tucson community.
Tom's primary roles in the team are client
contact, research, and office manager. His job includes client
communications, evaluates investment opportunities, effecting transactions,
and maintaining the books and records of our company.
Tom has been an Investment Advisor since
1995. He began his career with Morgan Stanley. Prior to that, he
was a CPA for about 10 years specializing in individual and corporate
taxation.
Tom and his
wife Sandy have been married since 1988. They have been blessed with two
adopted children. He enjoys golf, cooking and traveling with his family.
Tom is active in his church and is a member and past president of the
Sunrise Rotary Club.
Sherry Hall,
CFP® Financial Advisor Licenses: Series 7,63,66
SHall@SIATucson.Com
Sherry's primary roles in the team are client contact and new business
development. Sherry has been a broker since 1985. Beginning with
AG Edwards and then with Morgan Stanley. She specializes in assisting
individuals and small business clients in reaching their financial goals,
considering risk, diversification, estate and tax benefits to achieve
portfolio balance. Sherry holds the Certified Financial Planner
designation.
Sherry has two children and serves on the Board of the Pima Community
College Foundation. Her
interests include scuba diving, skiing, hiking and watching musicals.
Certified Financial Planner Board of Standards,
Inc. owns the certification mark
CFP® in the
U.S., which it awards to individuals who successfully complete CFP Board's
initial and ongoing certification requirements.
Roger brings to the team expertise in
municipal bonds, managed accounts, and mutual funds. Roger
began his career in 1989 with Dean Witter, which became Morgan Stanley.
Roger is married, serves as an associate board member of
the University of Arizona's School of Music Advisory Board, and
is the Tucson tour stop coordinator for the Collings Foundation's "Wings of
Freedom" Tour. His interests include aviation, music, cycling, and
running. He has completed three full marathons, two half marathons,
and has cycled in the "El Tour de Tucson."
Bill brings to the team expertise in financial planning and mutual funds.
Bill has more than 10 years business experience working in public accounting
and in the financial services field focusing on comprehensive financial
planning.
Bill has called Tucson his home since 1979. As a
sergeant in the Army, he served as a tank commander guarding the
former East/West German border. This is where he met and later married
Mona, his wife. Bill graduated from the University of Arizona, Summa
Cum Laude, majoring in accounting. He graduated number one in
his accounting class. Additionally, he holds a Chartered Mutual
Fund Counselor designation from the College for Financial Planning.
Bill is married and the proud father of Joshua and Dylan.
He spends his free time trying to catch trout and kicking soccer balls with
his two boys. Bill also is an avid "farmer" and spends his spare time
trying to raise crops and livestock in the beauty of the Sonoran Desert.
Donna’s primary roles in the team are client assistance, paperwork
management and operations. Her job includes assisting clients with answering
questions about statements, establishing values and the cost basis of
securities, transferring funds into and out of accounts, and placing
unsolicited stock orders in the absence of other brokers.
Additionally, she handles the operations of accounts, maintaining the paper
flow as required by regulations, follow-up on client requests, and all
manner of operations of our company.
Donna has worked with Bart since 1998 at U.S. Bancorp
Piper Jaffray. Donna and her husband Dave
have lived in Tucson for more than 20 years. They have one daughter and a
new son-in-law. Donna likes reading, crafting and shopping.
Candace is most likely the first person you will talk to
when calling our office. She will also be there to greet you when you come
in to visit us. Her job as Receptionist includes answering phones, greeting
people and settling them into the conference room, receiving checks and
stock certificates, receiving packages, handling all mailings, maintaining
office supplies, and answering simple questions.
Candace and her husband John are both
native's to Arizona. Candace enjoys spending time with her family, reading
and shopping.
First
Allied Securities, Inc.
- Back Office Operations
In
the financial services business, back office operations involves a great
deal of detailed information. Schannep Investment Advisors has utilized the
resources of First Allied Securities, Inc. and its predecessor since 2001 to
ensure the best operational service for our clients and for our firm.
Located in San Diego, California, First Allied Securities has a professional
staff in place with specific expertise in each of the critical areas of
operations. The Operations Department consists of thirty full-time employees
headed by veteran Jennifer Porter. Each of the individuals who make up her
team perform functions that are critical to the business. Among the
functions performed are processing check requests and bank wire requests for
our clients and arranging regular monthly and IRA distributions along with
stock transfers between accounts or individuals. Other important functions
of the department include initiating account transfers and maintaining all
account documents. The securities business is highly regulated and the
Operations Department functions under strict regulations set up by the
National Association of Securities Dealers (FINRA) which are designed to
protect investors. We are very pleased with the service that we continue to
receive from this well run department.
First
Allied Securities, Inc.
- Trading At Schannep Investment Advisors, our portfolio strategy is
designed for steady long-term positioning, but buying and selling
securities is also an important part of the process none-the-less. We
believe that utilizing the expertise of experienced professionals is the
best method to achieve efficiency when transacting trades. We use the
Trading Department of First Allied Securities, Inc. which is staffed by
professionals with specific expertise in bonds, stocks, mutual funds and
other financial products. Quick and efficient trade execution is the result
of direct interaction between our staff in Tucson, the Trading Department
staff (pictured above), and with professionals on all major exchanges.
J. Barton
(Bart) Schannep
Rob Wright
Tom
Cariseo
Sherry Hall,
CFP®
Roger
Stubbs
Donna
Weber
Candace Torre