CIMA, Certified Wealth Strategist
PRESIDENT, PARTNER AND CO-FOUNDER
Bart has worked as an Investment Advisor since 1983. He was with Dean Witter/Morgan Stanley for fifteen years, serving as Branch Manager during the final four years, before moving to Piper Jaffray as Branch Manager for an additional three-and-a-half years before co-founding Southwest Investment Advisors.
Bart’s primary role is to conduct client meetings and oversee our investment selection process.
In 2008, Bart become one of the first 200 professionals obtaining the industry’s newest designation, the Certified Wealth Strategist® designation, and administered by Cannon Financial Institute.
In May, 2010 Bart was selected for the distinction of Outstanding Advisor of the Year by Registered Rep Magazine, one of 10 financial advisors selected by the editors for 2010. From hundreds of nominees, the winning advisors have demonstrated both business success and leadership in serving as guides to other financial advisors and as active participants in community activities.
Additionally, Bart is licensed as a General Securities Sales Supervisor and is an Arbitrator of the FINRA (formerly NASD) Dispute Resolution.
He is active in his church and served as President of the Board for Gospel Rescue Mission of Tucson from 2007 – 2010 and 2015 – 2018. Bart also has served on the Board of Adjustments for the town of Oro Valley from 2002 – 2008. Bart and his wife Marcella have three grown children and several grandchildren. Together they enjoy wine tasting, scuba diving, and travel.
Licenses: Series 7, Series 8, Series 63, Series 15, Series 5, held through LPL Financial and the Series 66 held through LPL Financial and Southwest Investment Advisors
BrokerCheck: Regulatory information here.